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Improving the Performance Appraisal Process in Our Organization

Several of the employees in your organization have complained to the CEO that the performance appraisal process used in your organization is not fair and they were completely shocked by their appraisal results. As part of the HR professional role, you have the responsibility to review the appraisal process and report back to the CEO.Investigate and prepare to report on the following points:
1. So far in your investigation you have found that there are forms available, but there is no formal procedure/process that the supervisors are following for completing performance appraisals. So, you now need to implement one. Design a procedure and a flowchart that you can use to review the expected formal performance appraisal process with the supervisors. These documents will be included with your final report as appendices.
2. You also need to review the performance factors (criterion) on the appraisal form. This part of the assignment can be completed in question-and-answer format and will be included in your final report to the CEO as an appendix. Use one of the two performance appraisals provided to answer the following questions:
a. Is the measurement scale used in this appraisal process an appropriate system of measurement?
b. Are the performance factors (criteria) being used objective or subjective?
c. Are the expectations for each performance criterion observable?
d. Is the performance criterion clearly related to the employees performance? Will the employee know what they need to do to meet the performance criterion listed?
e. Will the employee know how well they are meeting the criterion on an ongoing basis?
f. Is employee performance clearly documented so that appropriate performance intervention can be determined?
g. Are there provisions for both training and development interventions on the form?
h. Does the use of the form eliminate rater bias?
Now that your investigation is complete, write a (750-1,000 word) report for the CEO arguing for the changes you want to implement to the performance appraisal process.

Sample Answer

 

 

Improving the Performance Appraisal Process in Our Organization

Introduction

Performance appraisals are a crucial aspect of evaluating employee performance, setting goals, and providing feedback. However, the current appraisal process in our organization has raised concerns among employees regarding fairness and transparency. As the HR professional entrusted with reviewing and improving this process, I have conducted an investigation to identify shortcomings and propose effective solutions.

Designing a Formal Performance Appraisal Process

Upon reviewing the existing system, it became evident that supervisors lack a standardized procedure for completing performance appraisals. To address this issue, I propose the implementation of a formal process that outlines clear steps and expectations for supervisors. The designed procedure will include:

1. Setting clear objectives and performance criteria for each role.
2. Conducting regular check-ins to provide feedback and track progress.
3. Establishing a timeline for appraisal meetings and documentation.
4. Ensuring that appraisals are based on observable and measurable criteria.
5. Encouraging open communication between supervisors and employees throughout the appraisal cycle.

Attached as appendices to this report are a detailed procedure document and a flowchart illustrating the expected steps in the performance appraisal process.

Review of Performance Factors on the Appraisal Form

To assess the effectiveness of the current appraisal form, I have analyzed its performance factors using the provided questions:

a. Measurement Scale: The measurement scale utilized in the appraisal process should be clear, consistent, and aligned with organizational goals. If the scale lacks specificity or relevance, it may not provide accurate assessments of employee performance.

b. Objective vs. Subjective Criteria: Performance factors should ideally be objective, based on measurable outcomes rather than subjective opinions. Objective criteria lead to fairer evaluations and reduce bias in the appraisal process.

c. Observability of Expectations: Each performance criterion should be observable and quantifiable to ensure that employees understand what is expected of them.

d. Relevance to Employee Performance: The performance criteria must directly relate to an employee’s job responsibilities and contribute to overall organizational success. Clear expectations help employees understand how their efforts align with organizational goals.

e. Ongoing Feedback: Employees should receive consistent feedback on their performance throughout the appraisal period, enabling them to gauge their progress and make necessary improvements.

f. Documentation for Performance Intervention: Effective documentation of employee performance allows for targeted interventions, coaching, and development plans to address any shortcomings or capitalize on strengths.

g. Training and Development Interventions: Appraisal forms should include provisions for identifying training needs and development opportunities to enhance employee skills and performance.

h. Elimination of Rater Bias: The appraisal form should aim to reduce rater bias by focusing on objective criteria, providing training for raters, and ensuring consistency in evaluations.

Recommendations for Enhancing the Performance Appraisal Process

Based on my investigation and analysis, I recommend the following changes to improve our organization’s performance appraisal process:

1. Implement a formal procedure with clear guidelines and expectations for supervisors to follow during the appraisal process.
2. Revise the performance factors on the appraisal form to ensure they are objective, observable, and directly linked to employee performance.
3. Provide ongoing feedback and support to employees to facilitate continuous improvement.
4. Incorporate training and development interventions into the appraisal process to enhance employee skills and job performance.
5. Offer rater bias training to supervisors to minimize subjective evaluations and promote fairness in appraisals.

By implementing these changes, we can create a more transparent, fair, and effective performance appraisal process that aligns with organizational objectives and supports employee development and engagement.

In conclusion, enhancing our performance appraisal process is essential for fostering a culture of continuous improvement, increasing employee satisfaction, and driving organizational success. I look forward to working collaboratively with you to implement these changes and ensure that our appraisal process reflects our commitment to excellence and fairness in evaluating employee performance.

 

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