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Ethical and Legal Implications of Prescription Refill Issue in a Primary Care Office

 

You are a nurse practitioner employed in a busy primary care office with responsibilities for managing the office
staff, including the medical assistants who aid in client care as well as filing, answering calls from clients,
processing laboratory results, and taking prescription renewal requests from clients and pharmacies. The office is
part of a larger hospital system. One of the medical assistants has worked in the practice for 10 years and is very
proficient at her job. She knows almost every client in the practice and has an excellent rapport with all the
providers.
During an office visit, a client requested a refill for an amoxicillin prescription. When examining the empty
bottle, you noted that the date on the bottle was 1 week ago. You also noted your name printed on the label as the
prescriber though you did not see the client last week. The client explained that she called last week concerned
about her cough and spoke to the medical assistant, who assured her that a prescription would be sent to the
pharmacy for the concern. You do not recall having discussed this client with the medical assistant; the other
providers in the practice deny speaking to or consulting about the client.
Include the following sections:
Application of Course Knowledge: Answer all questions/criteria with explanations and detail.
Based on the situation above, what are the ethical and legal implications for the practice at the micro-, meso- and macro-level of the system?
What changes do you recommend to prevent further episodes of the problem behavior? What coaching and
feedback skills can be used to discuss the event with the medical assistant?
Which change model would you use to implement the identified change and why: Lewin’s Theory of Planned
Change, Plan-Do-Study-Act (PDSA), or Kotter’s 8-Step Process for Leading Change?
Identify and discuss one barrier to implementing the change process. Identify and discuss one factor that
facilitated the change process.

Sample Answer

Essay: Ethical and Legal Implications of Prescription Refill Issue in a Primary Care Office

Introduction

In a busy primary care office, managing office staff is crucial for providing quality patient care. The scenario of a medical assistant taking unauthorized actions raises ethical and legal concerns that need to be addressed promptly. This essay will explore the ethical and legal implications of the situation at micro-, meso-, and macro-levels, recommend changes to prevent such incidents, discuss coaching techniques for addressing the event with the medical assistant, and propose a change model for implementation.

Ethical and Legal Implications

Micro-level (Individual Level)

At the micro-level, the unauthorized prescription refill raises ethical concerns regarding patient safety and trust. The medical assistant’s actions compromised the integrity of the prescribing process, potentially jeopardizing patient care. From a legal perspective, unauthorized prescription refills can lead to liability issues for the practice and the provider involved.

Meso-level (Organizational Level)

At the meso-level, the incident reflects poorly on the practice’s adherence to established protocols and supervision of staff. It highlights the importance of clear communication channels and oversight mechanisms within the organization to prevent such breaches of protocol. Failure to address these issues can result in reputational damage and legal consequences for the practice.

Macro-level (System Level)

From a macro-level perspective, the incident raises concerns about systemic issues such as inadequate training, supervision, or organizational culture that may have contributed to the medical assistant’s behavior. Failure to address these systemic issues can result in recurrent incidents across different practices within the hospital system, leading to broader ethical and legal implications for the entire organization.

Recommended Changes

To prevent further episodes of unauthorized prescription refills, the following changes are recommended:

1. Enhanced Communication Protocols: Implement clear guidelines on prescription renewal processes and ensure all staff members are aware of these protocols.
2. Supervision and Oversight: Increase supervision of medical assistants’ activities, especially those related to prescription handling, to prevent unauthorized actions.
3. Training and Education: Provide ongoing training on ethical and legal standards in patient care to reinforce appropriate behavior among staff members.

Coaching and Feedback Skills

When discussing the event with the medical assistant, coaching and feedback skills are essential for addressing the issue constructively:

1. Active Listening: Listen to the medical assistant’s perspective on the incident to understand their motivations and thought process.
2. Constructive Feedback: Provide specific feedback on the consequences of their actions and offer guidance on how to handle similar situations appropriately in the future.
3. Coaching for Improvement: Offer support and resources for professional development to help the medical assistant improve their decision-making skills and adherence to protocols.

Change Model Selection

For implementing the identified changes, Lewin’s Theory of Planned Change would be suitable due to its three-step process of unfreezing, changing, and refreezing organizational behavior. This model allows for a systematic approach to transitioning staff members towards new practices and behaviors effectively.

Barrier to Implementation

One barrier to implementing changes may be resistance from staff members who are accustomed to existing practices and may be hesitant to adopt new protocols. Overcoming this resistance through effective communication, training, and leadership support is essential for successful implementation.

Factor Facilitating Change

A factor that can facilitate the change process is leadership commitment to promoting a culture of accountability and adherence to ethical standards within the organization. When leaders prioritize ethical behavior and provide resources for staff development, it creates a supportive environment for implementing necessary changes.

In conclusion, addressing ethical and legal implications in prescription handling incidents requires a multi-level approach that encompasses individual, organizational, and systemic considerations. By implementing recommended changes, utilizing effective coaching techniques, selecting an appropriate change model, and overcoming barriers with leadership support, primary care offices can uphold ethical standards and ensure quality patient care.

By following the proposed strategies, primary care offices can enhance patient safety, maintain legal compliance, and foster a culture of accountability among staff members.

 

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